AIFMD, AML & #Brexit

Alternative Investment Fund Managers Directive (AIFMD):

European Law:

  • The Alternative Investment Fund Managers Directive (2011/61/EU);
  • Commission Delegated Regulation with regard to exemptions, general operating conditions, depositaries, leverage, transparency and supervision (231/2013);
  • Commission Implementing Regulation establishing the procedure for AIFMs which choose to opt into the AIFMD (447/2013);
  • Commission Implementing Regulation for determining the Member State of reference of a non-EU AIFM pursuant (448/2013);
  • Commission Delegated Regulation with regard to regulatory technical standards determining types of AIF managers (694/2014);
  • ESMA Guidelines on key concepts of the AIFMD (ESMA/2013/611);
  • ESMA Guidelines on reporting obligations under articles 3(3)(d) & 24 of the AIFMD (ESMA 2013 / 1339 Final);
  • ESMA Guidelines on reporting obligations under articles 3(3)(d) & 24 of the AIFMD (8 8 2014 ESMA 2014/869EN);
  • ESMA Guidelines on sound remuneration policies under the AIFMD (3 7 2013 ESMA/2013/232);
  • ESMA Q&As on the application of the AIFMD (16 November 2016) (ESMA/2016/1576);
  • European Commission Q&As on the AIFMD
  • The European Venture Capital Funds Regulations 2013 (345/2013);
  • The European Social Entrepreneurship Funds Regulations 2013 (346/2013);
  • The European Long-term Investment Funds Regulations 2015 (2015/760/EU);

UK Law:

Anti-money Laundering:

  • 4th Anti-money Laundering & Terrorist Financing Directive (2015/849);
  • Proposed Directive, amending the 4th Anti-money Laundering & Terrorist Financing Directive (5 July 2016);

#Brexit

House of Commons Library Briefing Papers

House of Lords Library Notes

  • Leaving the EU: Parliament’s roles in the process (30 June 2016)

House of Lords EU Committee Reports:

  • Scrutinising Brexit: the role of Parliament (22 July 2016)